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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-10-15
  • GA RA
    APPROVED
    Since 2024-10-15

Branch Locations

Buford, GA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Capital Management Llc Alpharetta GA 06/2021 09/2023
Morgan Stanley Alpharetta GA 03/2023 12/2023
Morgan Stanley Alpharetta GA 09/2023 12/2023
Morgan Stanley Alpharetta GA 09/2023 12/2023
Empower Financial Services, Inc Greenwood Village CO 10/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 10/2024 Present
Unemployed Buford GA 01/2024 09/2024
E*Trade Securities Llc Alpharetta GA 06/2021 09/2023
Bank Of America, N.A. Buford GA 10/2015 01/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Buford GA 10/2015 01/2018
Unemployed Buford GA 02/2018 02/2018
Suntrust Investment Services Inc Atlanta GA 03/2018 06/2021
Suntrust Advisory Services, Inc. Atlanta GA 03/2018 06/2021
  • 06/2021 → 09/2023
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 03/2023 → 12/2023
    Alpharetta, GA
  • 09/2023 → 12/2023
    Alpharetta, GA
  • 09/2023 → 12/2023
    Alpharetta, GA
  • 10/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 10/2024 → Present
    Greenwood Village, CO
  • 01/2024 → 09/2024
    Unemployed
    Buford, GA
  • 06/2021 → 09/2023
    E*Trade Securities Llc
    Alpharetta, GA
  • 10/2015 → 01/2018
    Bank Of America, N.A.
    Buford, GA
  • 10/2015 → 01/2018
    Buford, GA
  • 02/2018 → 02/2018
    Unemployed
    Buford, GA
  • 03/2018 → 06/2021
    Suntrust Investment Services Inc
    Atlanta, GA
  • 03/2018 → 06/2021
    Suntrust Advisory Services, Inc.
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-22
S63 Uniform Securities Agent State Law Examination 2005-04-30
  • S66 Uniform Combined State Law Examination
    2009-05-22
  • S63 Uniform Securities Agent State Law Examination
    2005-04-30
Other Names
  • George Samedi Lacoude
  • George S Lacoude

View on SEC IAPD

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