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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-15 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | Alpharetta | GA | 06/2021 | 09/2023 |
| Morgan Stanley | Alpharetta | GA | 03/2023 | 12/2023 |
| Morgan Stanley | Alpharetta | GA | 09/2023 | 12/2023 |
| Morgan Stanley | Alpharetta | GA | 09/2023 | 12/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 10/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 10/2024 | Present |
| Unemployed | Buford | GA | 01/2024 | 09/2024 |
| E*Trade Securities Llc | Alpharetta | GA | 06/2021 | 09/2023 |
| Bank Of America, N.A. | Buford | GA | 10/2015 | 01/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buford | GA | 10/2015 | 01/2018 |
| Unemployed | Buford | GA | 02/2018 | 02/2018 |
| Suntrust Investment Services Inc | Atlanta | GA | 03/2018 | 06/2021 |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 03/2018 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-30 |
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