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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-05
TN RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2014-12-05
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

517 Church Street, Franklin, TN 37064 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Franklin TN 02/2013 Present
Tennessee Army National Guard Nashville TN 06/2003 06/2022
Previous Registrations
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Brentwood, TN
    Nashville, TN
  • 2003-07-10 → 2007-02-13
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-02-18 → 2003-09-29
    Amsouth Investment Services, Inc.
    Brentwood, TN
    Brentwood, TN
    Brentwood, TN
    Franklin, TN
Other Businesses

(1)Name of Business: Address: 209 Eiderdown Dr, Franklin, TN, 37064, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Wellspring Properties LLC Address: 517 Church Street, Franklin, TN, 37064, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 04/25/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am involved in the management and operations of rental real-estate property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-05
S63 Uniform Securities Agent State Law Examination 1996-02-08
  • S66 Uniform Combined State Law Examination
    2000-05-05
  • S63 Uniform Securities Agent State Law Examination
    1996-02-08
Other Names
  • Danny Pugh
  • Danny Floyd Puhn

View on SEC IAPD

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