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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-12-11 |
Branch Locations
2536 Countryside Blvd 6Th Floor Suite 601, Clearwater, FL 33763 • United States
29145 Chapel Park Drive, Wesley Chapel, FL 33543 • United States
2401 West Bay Drive, Largo, FL 33770 • United States
11300 State Road 54, Trinity, FL 34655 • United States
4345 Commercial Way Lakewood Plaza, Spring Hill, FL 34606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Trinity | FL | 02/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Trinity | FL | 11/2016 | 12/2018 |
| Raymond James & Associates | Trinity | FL | 12/2018 | Present |
1) NOTARY PUBLIC; NOT INVESTMENT RELATED; TRINITY, FL; START DATE 11/13/1998; ONE HOUR PER MONTH/0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-04 |
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