Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-12-11
  • FL RA
    APPROVED
    Since 2018-12-11

Branch Locations

2536 Countryside Blvd 6Th Floor Suite 601, Clearwater, FL 33763 • United States

29145 Chapel Park Drive, Wesley Chapel, FL 33543 • United States

2401 West Bay Drive, Largo, FL 33770 • United States

11300 State Road 54, Trinity, FL 34655 • United States

4345 Commercial Way Lakewood Plaza, Spring Hill, FL 34606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Trinity FL 02/2014 11/2016
Wells Fargo Clearing Services, Llc Trinity FL 11/2016 12/2018
Raymond James & Associates Trinity FL 12/2018 Present
  • 02/2014 → 11/2016
    Wells Fargo Advisors Llc
    Trinity, FL
  • 11/2016 → 12/2018
    Trinity, FL
  • 12/2018 → Present
    Raymond James & Associates
    Trinity, FL
Previous Registrations
Other Businesses

1) NOTARY PUBLIC; NOT INVESTMENT RELATED; TRINITY, FL; START DATE 11/13/1998; ONE HOUR PER MONTH/0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-27
S63 Uniform Securities Agent State Law Examination 2008-04-04
  • S66 Uniform Combined State Law Examination
    2013-08-27
  • S63 Uniform Securities Agent State Law Examination
    2008-04-04
Other Names
  • Beth Ann Switala

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Clearwater, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor