Charles Macdonald Kerr

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cambridge Investment Research Inc
  Fairfield, IA
• 01/2013 → Present
  Cambridge Investment Research Advisors Inc,
  Fairfield, IA

Previous Registrations

• 2011-07-12 → 2013-01-07
  Lpl Financial Llc
  Denver, CO
  Golden, CO
  Lakewood, CO
  Golden, CO
• 2009-04-06 → 2011-07-14
  Allstate Financial Advisors, Llc
  Longmont, CO
• 2004-01-06 → 2007-03-12
  Strategic Advisers Llc
  Lone Tree, CO
• 2006-08-03 → 2007-03-12
  Fidelity Personal Trust Company, Fsb
  Lone Tree, CO

Other Businesses

1) FINANCIAL PLANNING ALTERNATIVES, 501 S CHERRT ST 11TH FLOOR ENVER CO 80246, 04/2016, OWNING PARTNER/AGENT SELLING LIFE, LTC, FIXED ANNUITY, & DISABILITY PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. 40 HR/WK 12/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2013, AS ADVISORY REP OF A RIA. INV REL, 40 HR/WK 6/TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-09-10
• S63 Uniform Securities Agent State Law Examination
  1996-01-22

Other Names

• Charles Macdonald (Iv) Kerr
• Charles Macdonald Kerr
• Charles Kerr