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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-09-14 |
| MD | RA | APPROVED | 2005-09-09 |
Branch Locations
10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States
Potomac, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | MD | 09/2005 | Present |
| Bank Of America,N.A. | Columbia | MD | 06/2011 | Present |
I*62376 For profit or not for profit: For-Profit Organization Name of outside business organization: Cunningham/Fredricks Group LLC Investment related: N Address of business: Potomac, Maryland 20854 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 40436 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Investment LLC to make outside investments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-14 |
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