Sherie A Connorton

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2012-04-16

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2012-04-16

Branch Locations

300 Linden Oaks Suite 200, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Rochester	NY	08/1998	Present
Morgan Stanley Smith Barney	Rochester	NY	06/2009	Present

08/1998 → Present

Citigroup Global Markets Inc.

Rochester, NY
06/2009 → Present

Morgan Stanley Smith Barney

Rochester, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-03-20

S63 Uniform Securities Agent State Law Examination

2010-03-20

Other Names

Sherie Connorton

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK

OSAIC WEALTH, INC.

EDELMAN FINANCIAL ENGINES

RISE ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

OAK CREST ADVISORY, LLC

Other Investors

THERESA CLARE KENYON

JAMES HAROLD HARMAN

GEORGIANN VALLEE COLLINS

NICHOLAS J TAGLIARINO

HEATHER LYNN LUCAS

CHAD ROBERT JACOB

JASON ANTHONY MILNER

Other Offices

COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY

NOVEM GROUP · ROCHESTER, NY

OSAIC WEALTH, INC. · ROCHESTER, NY

EDELMAN FINANCIAL ENGINES · ROCHESTER, NY

RISE ADVISORS, LLC · ROCHESTER, NY

UBS FINANCIAL SERVICES INC. · ROCHESTER, NY

MARINER · Rochester, NY

UBS FINANCIAL SERVICES INC. · Rochester, NY

More in Rochester, NY

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