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275 Hess Boulevard Suite 100, Lancaster, PA 17601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-21 |
Branch Locations
4100 Vestal Road, Suite 105, Vestal, NY 13850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Binghamton | NY | 09/2012 | Present |
| Ibn Financial Services | Liverpool | NY | 08/2015 | 08/2018 |
| Cardinal Financial Partners | Binghamton | NY | 08/2018 | 08/2021 |
| American Portfolios Financial Services, Inc. | Binghamton | NY | 09/2021 | 10/2024 |
1. WALTER B GIRNIS POSITION: OWNER NATURE: PROPERTY AND CASUALTY, FIXED RATE LIFE AND ANNUITIES INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 09/20/2012 ADDRESS: 1249 FRONT STREET, SUITE 100, BINGHAMTON NY 13905, United States DESCRIPTION: SALES AND SERVICE OF INSURANCE CLIENTS 2. FAITHWARD ADVISORS, LLC POSITION: IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2024 ADDRESS: 275 HESS BLVD, LANCASTER PA 17601, United States DESCRIPTION: CLIENT MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-23 |
| S65 | Uniform Investment Adviser Law Examination | 2000-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-24 |
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