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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-14 |
| SC | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
2F Industrial Park Dr, Waldorf, MD 20602 • United States
303 International Cir Ste 105, Cockeysville, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Waldorf | MD | 11/2015 | 05/2021 |
| Prudential Insurance Company Of America | Charlotte Hall | MD | 05/2021 | Present |
| Pruco Securities, Llc. | Charlotte Hall | MD | 05/2021 | 11/2024 |
| Lpl Enterprise, Llc | Waldorf | MD | 11/2024 | Present |
1) 11/19/2024- Dudley C Aist & Associates, Inc- Non-Variable Insurance- Healthcare group insurance- INV Related- At Waldorf, MD- Start date 05/16/2016- 2 HRS MTH- 2 HRS During Trading 2) 11/12/2024- Aist Wealth Planning- DBA for LPL Business (entity for LPL business)- Public Name for Financial Planning Business- INV Related- At Waldorf, MD- Start date 05/16/2016- 40 HRS MTH- 40 HRS During Trading 3) 11/19/2024- ECC- Other- Minister- not inv. related- at Charlotte Hall, MD- start date 05/16/2016- 4hrs/mnth-0hrs during trading 4) 11/14/2024-Georgeanne Aist-Representative-Non-Variable Insurance-In related-At reported business location(s)-Start date 05/16/2016-1hrs/mth-0hrs/mth during trading 5) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 6) 02/17/2026-Align Wealth Planning-Financial planning services-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/04/2026-40hrs/mth-40hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-06 |
| S65 | Uniform Investment Adviser Law Examination | 2002-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-02 |
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