Joe Lan Hong

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-07-02

CA RA
APPROVED

Since 2009-07-02

Branch Locations

39650 Liberty Street Suite 200, Fremont, CA 94538 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Co.	San Mateo	CA	11/1995	Present
Nylife Securities Inc.	San Mateo	CA	11/1995	Present
Eagle Strategies Llc	San Francisco	CA	07/2009	Present

11/1995 → Present

New York Life Insurance Co.

San Mateo, CA
11/1995 → Present

Nylife Securities Inc.

San Mateo, CA
07/2009 → Present

Eagle Strategies Llc

San Francisco, CA

Other Businesses

APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS. INVESTMENT ADVISOR AFFILIATED WITH EAGLES STRATEGIES LLC. [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 08/2014; Role/Title: Investor; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-08-06

S63 Uniform Securities Agent State Law Examination

1996-08-06

Designations

Chartered Financial Consultant

Other Names

Joe Lan Hong
Joe L Hong
Lan Diem Hong

View on SEC IAPD