Nicholas M Grimm

$10.9B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-05-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Cincinnati	OH	11/2005	Present
Miami University	Oxford	OH	08/2001	Present
Miami University - Housing, Dining, And Guest Svcs	Oxford	OH	08/2004	Present
Unemployed	Union	OH	05/2016	08/2018
Fifth Third Bank	Troy	OH	08/2018	Present
Fifth Third Securities	Troy	OH	10/2023	Present

11/2005 → Present

Ameriprise Financial Services, Inc.

Cincinnati, OH
08/2001 → Present

Miami University

Oxford, OH
08/2004 → Present

Miami University - Housing, Dining, And Guest Svcs

Oxford, OH
05/2016 → 08/2018

Unemployed

Union, OH
08/2018 → Present

Fifth Third Bank

Troy, OH
10/2023 → Present

Fifth Third Securities

Troy, OH

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-05-13
S63	Uniform Securities Agent State Law Examination	2024-04-04