Timothy Jay Rial

Current Employers

Employment History

• 01/1999 → Present
  Dmacc
  Carroll, IA
• 04/2016 → Present
  Rial Financial Team
  Carroll, IA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Carroll, IA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Rochester, MN
  Carroll, IA
  Coon Rapids, IA
  Boston, MA
• 2015-10-17 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Rochester, MN
  Coon Rapids, IA
  Carroll, IA

Other Businesses

1. SOCIETY OF OUR LADY OF THE MOST HOLY TRINITY POSITION: Team Member NATURE: Fundraising INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2013 ADDRESS: Domus Trinitatis, 24750 Noble Ave, Carroll IA 51401, United States DESCRIPTION: Fundraising for non profit 2. RIAL FINANCIAL TEAM - SECURITIES POSITION: Representative/Owner NATURE: Securities sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 04/29/2016 ADDRESS: 712 Simon Ave, Suite B, Carroll IA 51401, United States DESCRIPTION: Sales of securities products and servicing existing accounts 3. STRELLNER AGENCY GROUP POSITION: Agent NATURE: local marketing for local reps in agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2001 ADDRESS: 4840 N River Blvd NE, Suite 100, Cedar Rapids IA 52411, United States DESCRIPTION: I am a member of Strellner Agency 4. RIAL FINANCIAL TEAM - FIXED INSURANCE POSITION: Representative/owner NATURE: Fixed Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 02/02/1993 ADDRESS: 712 Simon Ave, Suite B, Carroll IA 51401, United States DESCRIPTION: Sales of fixed life, health, disability, long term care and annuity contracts as well as servicing existing accounts. 5. TIM & LISA RIAL POSITION: Co-Owner NATURE: Building ownership with Rental income INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2020 ADDRESS: 712 Simon Ave, Carroll IA 51401, United States DESCRIPTION: My wife and bought my location and the co-tenant, in suite B, will pay his rent to me and we share utilities costs. 6. VOLUNTEER COACHING/PAID MINIBUS DRIVING POSITION: Varsity Football Coach NATURE: High School INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 109 S Clark St, Carroll IA 51401, United States DESCRIPTION: Volunteer coach. Football is August - October or November. I drive a minibus at times for student athletes and they pay me $7 per trip, even though I have requested to not get paid. 7. RIAL FAMILY FARMS LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2021 ADDRESS: 215 37th Ave N, Apt 308, St. Cloud MN 56303, United States DESCRIPTION: 1/6 voting member. Attend or participate in annual calls dealing with family farm. 8. DMACC POSITION: Professor Emeritus NATURE: Math Professor Emeritus INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1999 ADDRESS: 906 North Grant Road, Carroll IA 51401, United States DESCRIPTION: Teaching Calculus I, II or III 9. SUCCESSOR POA FOR THOMAS B RIAL AND JUDITH K RIAL POSITION: Successor POA NATURE: Successor POA for my parents INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/09/2021 ADDRESS: 712 Simon Ave, Suite B, Carroll IA 51401, United States DESCRIPTION: Successor POA

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-01-12

Other Names

• Tim Rial