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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-06-02 |
| TX | RA | APPROVED | 2022-06-02 |
Branch Locations
9210 Corporate Blvd #210, Rockville, MD 20850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Gaithersburg | MD | 01/2015 | 07/2018 |
| Capital One Advisors, Llc | Gaithersburg | MD | 01/2015 | 07/2018 |
| Woodbury Financial Services, Inc. | Mclean | VA | 07/2018 | 06/2022 |
| Lpl Financial Llc | Rockville | MD | 06/2022 | Present |
1) 6/2022- KEY WEALTH MANAGERS- DBA for LPL Business (entity for LPL business)- inv. related- Rockville MD 2) 6/2022- KEYNOW LLC- Business Entity For Tax/Investment Purposes Only- owner- non-inv. related- 9200 Corporate Blvd Suite 340, Rockville MD- start date 7/13/2018- 3hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-14 |
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