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Andrew Carlos Vasquez

Mml Investors Services, LLC

Walnut Creek, CA

Walnut Creek, CA

Pleasant Hill, CA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • CA RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

1655 North Main Street Suite 220, Walnut Creek, CA 94596 • United States

1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States

Pleasant Hill, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Walnut Creek CA 10/1995 03/2017
Mml Investors Services, Llc Walnut Creek CA 03/2017 Present
Massmutual Life Insurance Co Walnut Creek CA 07/2016 Present
  • 10/1995 → 03/2017
    Metlife Securities Inc.
    Walnut Creek, CA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Walnut Creek, CA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Walnut Creek, CA
Previous Registrations
  • 2000-05-10 → 2017-03-25
    Msi Financial Services, Inc.
    San Jose, CA
    Walnut Creek, CA
    Lafayette, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-24
S63 Uniform Securities Agent State Law Examination 1996-04-22
  • S65 Uniform Investment Adviser Law Examination
    2000-04-24
  • S63 Uniform Securities Agent State Law Examination
    1996-04-22
Designations

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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