Diane Marie Kimbro

Current Employers

Employment History

• 12/1988 → Present
  Stone Insurance Services
  Pasadena, CA
• 06/2010 → Present
  Independent Financial Group
  San Diego, CA
• 02/2022 → Present
  Stonekimbro
  Irvine, CA
• 10/2011 → 02/2022
  Independent Financial Group, Llc
  San Diego, CA

Previous Registrations

• 2022-02-25 → 2025-06-19
  Stonekimbro
  Costa Mesa, CA

Other Businesses

(1) STONE INSURANCE SERVICES POSITION: Employee NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/18/1988 ADDRESS: 825 Colorado Blvd., Suite 201, Los Angeles CA 90041, United States DESCRIPTION: CA INSURANCE AGENT AT DBA STONE INSURANCE SERVICES OFFERING VARIOUS TYPES OF INSURANCE. (2) STONEKIMBRO RIA POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/22/2022 RIA ADDRESS: 19600 FAIRCHILD ROAD, SUITE 250, IRVINE, CA 92612, United States DESCRIPTION: Advisor for outside RIA. (3) DIANE KIMBRO POSITION: Officer/Director NATURE: Pension Related Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/18/2025 ADDRESS: 940 South Coast Drive, Suite 125, Costa Mesa CA 92626, United States DESCRIPTION: Collect indicative data from our plans and upload this to Penchecks who is a custodian for small balances. We contact the recordkeeper and send them a spreadsheet with payee instructions to Penchecks so that small balance terminated employees can be located and/or rolled to IRAs. We are paid a nominal fee for our part of the process. The Department of Labor blesses this process to make sure participants know where their money is and it also helps plan sponsors from having a large plan audit as terminated employees count towards the number required for a plan audit. (4) STONEKIMBRO FINANCIAL SERVICES POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 12/18/1988 ADDRESS: 940 South Coast Drive, Suite 125, Costa Mesa CA 92626, United States DESCRIPTION: registered rep for StoneKimbro as dba replacing StoneTapert dba name

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-10-01
• S63 Uniform Securities Agent State Law Examination
  1996-03-27