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Laurence David Poplack

Cooper Point Advisors LLC

Olympia, WA

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Current Employers
Cooper Point Advisors Llc

Olympia, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2004-11-03
  • WA RA
    APPROVED
    Since 2004-11-03

Branch Locations

Olympia, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cooper Point Advisors Llc Olympia WA 11/2004 Present
Previous Registrations
  • 2003-05-05 → 2005-04-25
    Associated Securities Corp.
    Olympia, WA
  • 2003-04-10 → 2005-04-25
    Associated Planners Investment Advisory Inc
    Olympia, WA
  • 2002-04-18 → 2003-04-14
    Rbc Capital Markets, Llc
    Visalia, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-29
S63 Uniform Securities Agent State Law Examination 1996-02-07
  • S65 Uniform Investment Adviser Law Examination
    1996-02-29
  • S63 Uniform Securities Agent State Law Examination
    1996-02-07
Other Names
  • Larry Poplack

View on SEC IAPD

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