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Gary Mitchell Duboff

Sage Capital Management LLC

New York, NY

Stockton, NJ

CRD 2694015

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Employer firm

Sage Capital Management LLC CRD 108547

$369M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Sage Capital Management Llc

Stockton, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-26
  • NY RA
    APPROVED
    Since 2026-06-26

Branch Locations

New York, NY • United States

Stockton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc. New York NY 02/2016 11/2020
Mbaf New York NY 02/2014 01/2021
Equitable Advisors, Llc New York NY 01/2021 01/2021
Sage Capital Management Llc Stockton NJ 06/2026 Present
Bdo Usa Llp New York NY 02/2021 06/2026
  • 02/2016 → 11/2020
    Equitable Advisors, Llc.
    New York, NY
  • 02/2014 → 01/2021
    Mbaf
    New York, NY
  • 01/2021 → 01/2021
    Equitable Advisors, Llc
    New York, NY
  • 06/2026 → Present
    Stockton, NJ
  • 02/2021 → 06/2026
    Bdo Usa Llp
    New York, NY
Previous Registrations
  • 2002-11-22 → 2003-05-22
    Banc Of America Investment Services, Inc.
    Chicago, IL
Other Businesses

1. Owner of Gary M. Duboff CPA, P.C. Not investment Related. 284 Mott St. #9M, New York, NY 10012. CPA Practice [Dormant]. President. 2014. Hours p/month: NONE. Hours during securities trading hours: NONE. Wind Down Mode.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-08-29
S65 Uniform Investment Adviser Law Examination 1995-12-07
  • S63 Uniform Securities Agent State Law Examination
    2016-08-29
  • S65 Uniform Investment Adviser Law Examination
    1995-12-07
Designations
  • Certified Financial Planner

View on SEC IAPD

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