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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-07-17
TX RA APPROVED_RES 2010-08-28
NC RA APPROVED 2004-01-08
  • VA RA
    APPROVED
    Since 2021-07-17
  • TX RA
    APPROVED_RES
    Since 2010-08-28
  • NC RA
    APPROVED
    Since 2004-01-08

Branch Locations

4530 Park Rd, Charlotte, NC 28209 • United States

Bent Mountain, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Charlotte NC 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

ROANOKE VALLEY WRESTLING OFFICIALS ASSOCIATION POSITION: Official NATURE: Officiate middle school, high school and state tournament wrestling matches INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 1642 State Farm Boulevard, Charlottesville VA 22911, United States DESCRIPTION: officiate wrestling matches

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-22
S63 Uniform Securities Agent State Law Examination 1996-01-22
  • S66 Uniform Combined State Law Examination
    2003-12-22
  • S63 Uniform Securities Agent State Law Examination
    1996-01-22
Other Names
  • Todd Rob Rich
  • Rob Rich

View on SEC IAPD

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