Scott Douglas Harwell

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  Private Asset Management Llc.
  Orlando, FL
• 07/2007 → 06/2024
  Securities America, Inc
  Orlando, FL
• 08/2007 → 06/2024
  Securities America Advisors, Inc
  Orlando, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Orlando, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Orlando, FL

Previous Registrations

• 2007-08-03 → 2024-06-14
  Securities America Advisors, Inc.
  Marietta, GA
  Orlando, FL
• 2003-06-06 → 2007-07-25
  Brookstreet Securities Corporation
  Orlando, FL
• 2002-09-24 → 2002-10-18
  Commonwealth Financial Network
  Orlando, FL
• 2001-07-13 → 2002-10-01
  Prudential Equity Group, Llc
  Orlando, FL

Other Businesses

INSURANCE SALES POSITION: Owner - Agent NATURE: INSURANCE SALES - AGENT - START DATE: 02/1996 - LOCATED AT 5401 S KIRKMAN ROAD Ste. 310, ORLANDO, FL 32819 INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/1996 ADDRESS: 5401 S. Kirkman Road, Suite 310, Orlando FL 32819 DESCRIPTION: Insurance products PRIVATE ASSET MANAGEMENT, LLC POSITION: Owner / Member NATURE: PRIVATE ASSET MANAGEMENT LLC, FINANCIAL SERVICES, MEMBER AND OWNER INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2005 ADDRESS: 5401 S. Kirkman Road, Suite 310, Orlando FL 32819 DESCRIPTION: Insurance products fixed, long term care, life insurance, etc. WEALTH ADVISORS, LLC POSITION: Manager NATURE: WEATLH ADVISORS LLC, FINANCIAL SERVICES, OWNER, 20% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/06/2018 ADDRESS: 5401 S. Kirkman Road, Suite 310, Orlando FL 32819 DESCRIPTION: Advisory, insurance, marketing, etc. THE HARWELL FAMILY FOUNDATION INC. POSITION: Treasury NATURE: Charity INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 02/15/2019 ADDRESS: 5401 S. Kirkman Road, Suite 310, Orlando FL 32819 DESCRIPTION: Treasury CORSA PERFORMANCE GROUP, LLC POSITION: Member NATURE: Personal estate planning and holding personal vehicles. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/18/2021 ADDRESS: 415 N Benton Ave, Helena MT 59601 DESCRIPTION: Ownership of personal vehicles

Exams

• S66 Uniform Combined State Law Examination
  2005-03-21
• S63 Uniform Securities Agent State Law Examination
  1998-03-09

Other Names

• Scott D Harwell