Steve Cuong Luong

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → Present
  Wfgia
  Dallas, TX
• 01/2012 → Present
  Transamerica Financial Advisors, Llc
  Dallas, TX
• 02/2020 → Present
  Steve Luong Cpa
  Dallas, TX

Previous Registrations

• 2009-10-06 → 2012-01-06
  Investment Advisors International, Inc.
  Dallas, TX

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, LLC. STEVE LUONG CPA / emp dates: 0220 TO PRESENT/ INVESTMENT RELATED: NO /address: 12225 GREENVILLE AVE #121 DALLAS, TX 75243/ position: CPA/ nature of business: TAX PREPARATION/hrs work monthly: 160/Sec trading hrs: 6/ duties: TAX PREPARATION

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-08-23
• S63 Uniform Securities Agent State Law Examination
  1996-05-10