Shawn Ellis Quiggins

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-05-07

TX RA
APPROVED

Since 2018-05-07

Branch Locations

Spring, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Horace Mann Insurance	Springfield	IL	03/2014	09/2016
Horace Mann Investors, Inc.	Springfield	IL	04/2014	09/2016
Axa Distributors, Llc	Jersey City	NJ	03/2017	03/2018
Unemployed	Spring	TX	10/2016	03/2017
Voya Financial Advisors, Inc.	Houston	TX	04/2018	Present

03/2014 → 09/2016

Horace Mann Insurance

Springfield, IL
04/2014 → 09/2016

Horace Mann Investors, Inc.

Springfield, IL
03/2017 → 03/2018

Axa Distributors, Llc

Jersey City, NJ
10/2016 → 03/2017

Unemployed

Spring, TX
04/2018 → Present

Voya Financial Advisors, Inc.

Houston, TX

Previous Registrations

2011-01-03 → 2014-04-03

Voya Financial Advisors, Inc.

Houston, TX
2005-05-19 → 2011-01-03

Voya Financial Partners, Llc

Houston, TX

Houston, TX

Other Businesses

NAME OF ENTITY: Independent Insurance Agent; Yes; 2925 Richmond Avenue Suite 1200; Houston; TX; 77098; Fixed Insurance Sales; Independent Insurance Agent; 10/26/2022; 10; 10; sales of fixed insurance products| CONCORDIA LUTHERAN HIGH SCHOOL POSITION: Lacrosse Coach NATURE: Coaching High School Lacrosse team 3 days a week in evening for 1 1/2 hours for each of those days (Tuesday, Wednesday & Thursday) INVESTMENT RELATED: No NUMBER OF HOURS: 18 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 700 E. Main Street, Tomball TX 77375, United States DESCRIPTION: Helping boys learn skills, positions and plays associated with playing Lacrosse.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-07-11
S63	Uniform Securities Agent State Law Examination	1999-09-02

S66 Uniform Combined State Law Examination

2001-07-11
S63 Uniform Securities Agent State Law Examination

1999-09-02

View on SEC IAPD