Best Investors Account Sign in

Justin Romero

LPl Financial LLC

Fort Mill, SC

Tega Cay, SC

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-12-20
  • SC RA
    APPROVED
    Since 2023-12-20

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Tega Cay, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 03/2015 11/2023
Bank Of America, N.A. Bethesda MD 03/2015 11/2023
Lpl Financial Llc Fort Mill SC 11/2023 Present
Previous Registrations
  • 2015-04-10 → 2023-11-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bethesda, MD
    Olney, MD
    Olney, MD
    Bethesda, MD
    Charlotte, NC
    Charlotte, NC
    Pennington, NJ
    Pennington, NJ
    Charlotte, NC
    Pennington, NJ
    Lincoln, RI
    Jacksonville, FL
    Pennington, NJ
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-07
S63 Uniform Securities Agent State Law Examination 1996-10-16
  • S66 Uniform Combined State Law Examination
    2015-04-07
  • S63 Uniform Securities Agent State Law Examination
    1996-10-16
Other Names
  • Justin Wade Romero
  • Justin Romero

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor