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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2014-07-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Atlanta | GA | 06/2014 | Present |
| Principal Securities Inc | Atlanta | GA | 03/2016 | Present |
*RENTAL PROPERTY; OWN A RESIDENTIAL RENTAL PROPERTY IN LOUISIANA; 07/21/2014. PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 3625 Cumberland Blvd, Atlanta GA 30339, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal ADAM MINISTRIES INC. POSITION: Director NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/04/2022 ADDRESS: 7724 E. St. Bernard Hwy, Violet LA 70092, United States DESCRIPTION: Assisting Church in various ministries relating to food bank, homeless shelter, and Sunday Worship Services ST. PAUL COGIC POSITION: Director NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 1020 Forstall Street, New Orleans LA 70117, United States DESCRIPTION: Volunteer church member coordinating Worship Services and Food Bank
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-19 |
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