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Peter Daniel Sartori

Ashton Thomas Securities, LLC

Rochester, NY

Rochester, NY

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Current Employers
Ashton Thomas Securities, Llc

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-25
  • NY RA
    APPROVED
    Since 2021-08-25

Branch Locations

2243 Lyell Ave, Rochester, NY 14606 • United States

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Excel Securities & Associates, Inc Rochester NY 09/2014 Present
  • 09/2014 → Present
    Excel Securities & Associates, Inc
    Rochester, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-06
  • S66 Uniform Combined State Law Examination
    2006-02-06

View on SEC IAPD

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