Kurt Barry Simmons

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1995 → 10/2019
  1St Global Capital Corp.
  Dallas, TX
• 01/2000 → Present
  Mcdonald And Simmons Pc
  Dallas, TX
• 05/1998 → 10/2019
  1St Global Advisors, Inc
  Dallas, TX
• 11/2003 → 03/2021
  Avantax Insurance Services, Inc.
  Dallas, TX
• 10/2019 → 03/2021
  Avantax Advisory Services
  Dallas, TX
• 10/2019 → 03/2021
  Avantax Investment Services, Inc.
  Dallas, TX
• 03/2021 → Present
  Lpl Financial, Llc
  Mansfield, TX

Previous Registrations

• 2019-10-25 → 2021-03-03
  Avantax Advisory Services
  Irving, TX
• 1998-07-13 → 2019-10-25
  1St Global Advisors Inc
  Dallas, TX

Other Businesses

1) 2/2019 - DBA for LPL Business (entity for LPL business) - Simmons Financial Services, LLC - Investment Related - Mansfield, TX 76063 2) 3/2012 - Real Estate Rental - Farm Land Rental Property - Rt 2, Wills Point, TX 3) 11/30/2021 - Simmons Financial Services LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 11/17/2021 - 10 Hours Per Month/1 Hour During Securities Trading - Owner of a tax business.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-02-07