Patrick Joseph Boria

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 12/2013 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1. BORIA WEALTH MANAGEMENT, LTD 125 Lake Street West, Suit 213, Wayzata MN, 05/04/2022, EXPERT WITNESS, NIR, NO OF HOURS: 1, Will be a witness for Andrew talking about how financial planning firms are valued. 2. BORIA WEALTH MANAGEMENT, 125 Lake Street West, Suite 213, Wayzata MN, PRESIDENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 3/10/2006. INV REL, 40 HR/MO- 20 HR/MO TRADING. 3. BORIA WEALTH MANAGEMENT, 125 Lake Street West, Suite 213, Wayzata MN, PRESIDENT, Using a Trade Name/DBA, NIR, 200 HR/MO, 36 HR/MO TRADING, Investment Advisor Representative that manages client assets and or prepares financial plans for a fee. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 40/TRADING. 01/01/14.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-01-17

Other Names

• Patrick J Boria