Travis Jay Henry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-05

CA RA
APPROVED

Since 2025-06-05

Branch Locations

2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States

Woodland Hills, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Western International Securities, Inc.	Pasadena	CA	11/2012	06/2025
Lpl Financial Llc	Westlake Village	CA	06/2025	Present

11/2012 → 06/2025

Western International Securities, Inc.

Pasadena, CA
06/2025 → Present

Lpl Financial Llc

Westlake Village, CA

Previous Registrations

2012-11-26 → 2025-06-05

Western International Securities, Inc.

Westlake Village, CA
2004-02-19 → 2012-12-04

Lpl Financial Llc

Manhattan Beach, CA
1999-04-21 → 2002-07-22

Morgan Stanley Dw Inc.

Woodland Hills, CA

Other Businesses

1. 06/05/2025- Eide Bailly- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 12/01/2022- 200 Hours Per Month- 60 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-18
S63	Uniform Securities Agent State Law Examination	1999-01-05

S65 Uniform Investment Adviser Law Examination

1999-02-18
S63 Uniform Securities Agent State Law Examination

1999-01-05

View on SEC IAPD