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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-16 |
| NY | RA | APPROVED | 2023-11-21 |
| NJ | RA | APPROVED | 2023-04-12 |
| TX | RA | APPROVED_RES | 2022-12-06 |
Branch Locations
830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Trust | Florham Park | NJ | 12/2013 | 01/2017 |
| Unemployed | South Orange | NJ | 02/2017 | 04/2017 |
| Regentatlantic | Morristown | NJ | 05/2017 | 03/2023 |
| Cipw Service Company, Llc | Toronto | 01/2022 | 07/2023 | |
| Corient | Miami | FL | 12/2022 | Present |
| Corient Services Llc | Miami | FL | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-29 |
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