Michael Robert Herron

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 10/2023
  First Republic Securities Company
  San Francisco, CA
• 09/2023 → 07/2024
  J.P. Morgan Securities Llc
  Bellevue, WA
• 08/2024 → 05/2025
  Lion Street Financial
  Austin, TX
• 08/2024 → 05/2026
  Blue Ocean Companies
  Bellevue, WA
• 05/2025 → 02/2026
  The Leaders Group Inc
  Summit, NJ
• 05/2026 → Present
  Citizens Securities, Inc.
  Redmond, WA
• 05/2026 → Present
  Citizens Private Wealth
  Redmond, WA
• 05/2026 → Present
  Citizens Bank
  Redmond, WA

Other Businesses

1.) LITTLE MAN HOLDINGS - 6/1/24 - 25003 NE 67th Place, Redmond, WA 98053 - Member, Owner, Not Invt Rel, Pass through LLC from Blue Ocean, 1 hr/mo; 0 hrs/mo (during trading hours). 2.) BLUE OCEAN COMPANIES - 8/1/24 - 800 Bellevue Way NE, Suite 500, Bellevue, WA 98004 - Managing Partner, Operations, Not Invt Rel, Business Planning & Insurance Service. 3.) Rental property Address: Burbank, California Investment-related: No Nature of the business: rental property Role: Owner Description of Duties: duties related to the rental property Start Date: 09/01/2006 Number of hours each month:1 Number of hours during trading: None 4.) WINCHESTER PROPERTIES, LLC Address: Ephrata Washington Investment-related: No Nature of the Business: Winchester Properties, LLC holds farm/grazing land in eastern Washington. Role: Filing annual 1065 and disbursement of K-1's to other members Description of Duties: I am the contact person for tax matters. Start Date: 03/01/2006 Number of hours each month: 1 hour Number of hours during trading: None

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-06-05

Designations

• Chartered Financial Consultant

Other Names

• Mike Herron
• Michael Robert Herron
• Michael Herron