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John N. Carmody

John N. Carmody D.D.S. Cfp, Inc.

Seattle, WA

CRD 2691764

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Employer firm

John N. Carmody D.d.s. Cfp, Inc. CRD 117200

$28.9M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
John N. Carmody D.D.S. Cfp, Inc.

Seattle, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 1996-02-01
  • WA RA
    APPROVED
    Since 1996-02-01

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John N. Carmody Dds Cfp,Inc. Seattle WA 02/1996 Present
  • 02/1996 → Present
    John N. Carmody Dds Cfp,Inc.
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-29
  • S65 Uniform Investment Adviser Law Examination
    1995-11-29
Designations
  • Certified Financial Planner

View on SEC IAPD

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