Sean Liam Mcnally

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 07/2018
  Securities America, Inc.
  Waxhaw, NC
• 12/2014 → 07/2018
  Securities America Advisors
  Waxhaw, NC
• 07/2018 → 09/2024
  Lpl Financial, Llc
  Waxhaw, NC
• 09/2024 → Present
  Ameriprise Financial Services Llc
  Charlotte, NC

Previous Registrations

• 2018-07-31 → 2024-09-18
  Lpl Financial Llc
  Waxhaw, NC
  Fort Mill, SC
  Charlotte, NC
• 2014-12-15 → 2018-08-02
  Securities America Advisors, Inc.
  Waxhaw, NC
• 2004-09-10 → 2014-12-22
  Lpl Financial Llc
  Waxhaw, NC
• 2001-12-31 → 2004-09-16
  Ameriprise Financial Services, Llc
  Charlotte, NC

Other Businesses

Independent Insurance Brokering; Brighthouse Financial; 10/16/2024; Long Term Care.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-15
• S63 Uniform Securities Agent State Law Examination
  1996-11-08

Other Names

• Sean Liam Mcnally
• Sean Liam Mc Nally