Kathleen M Gerhardt

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1994 → Present
  Self-Employed
  St Louis, MO
• 05/2008 → Present
  Prospera Financial Services, Inc.
  Dallas, TX

Previous Registrations

• 1998-09-25 → 2008-05-02
  Osaic Fa, Inc.
  Clayton, MO
  Clayton, MO

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-01-11
• S65 Uniform Investment Adviser Law Examination
  1996-01-11

Other Names

• Kathie Gerhardt