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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-10-25 |
Branch Locations
111 W 7Th Ave, Eugene, OR 97401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The Cascades | Eugene | OR | 05/2010 | 06/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2010 | 06/2017 |
| Cetera Investment Advisers Llc | Eugene | OR | 01/2014 | 06/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 07/2017 | 10/2023 |
| Cetera Investment Advisers Llc | Eugene | OR | 07/2017 | 10/2023 |
| Columbia Bank | Eugene | OR | 07/2017 | 03/2023 |
| Columbia Bank | Eugene | OR | 03/2023 | Present |
| Raymond James Financial Services, Inc. | Eugene | OR | 10/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Eugene | OR | 10/2023 | Present |
(1)Name of Business: Columbia Wealth Advisors Address: 111 West 7th Ave., Eugene, OR, 97401, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President, Associate/Employee Investment Related: No Start Date: 03/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Operations Supervisor-payroll, reports, compliance, management of support staff
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-26 |
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