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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-05-05
  • TX RA
    APPROVED
    Since 2015-05-05

Branch Locations

450 Country Club Rd Suite 340, Eugene, OR 97401 • United States

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

Yoncalla, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Portland OR 05/2015 Present
Previous Registrations
  • 2009-06-01 → 2015-05-18
    Eugene, OR
    Eugene, OR
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Eugene, OR
  • 2003-12-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Eugene, OR
    Eugene, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-21
S63 Uniform Securities Agent State Law Examination 1995-12-20
  • S65 Uniform Investment Adviser Law Examination
    2000-08-21
  • S63 Uniform Securities Agent State Law Examination
    1995-12-20
Other Names
  • Tina Kathleen Murray
  • Tina Kathleen Johnson
  • Tina K Johnson
  • Tina K Murray
  • Tina Collins

View on SEC IAPD

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