Luciano Santino Marciano

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → 06/2021
  Maxim Group Llc
  Woodbury, NY
• 08/2020 → 06/2021
  Maxim Financial Advisors
  New York, NY
• 06/2021 → 04/2025
  Lpl Financial Llc
  Melville, NY
• 12/2021 → 04/2025
  Prospect Financial Services Llc
  Melville, NY
• 04/2025 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2021-12-22 → 2025-12-15
  Prospect Financial Services Llc
  Melville, NY
• 2021-08-30 → 2021-12-31
  The Pinnacle Financial Group
  Melville, NY
• 2020-09-22 → 2021-07-16
  Maxim Financial Advisors Llc
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-20
• S63 Uniform Securities Agent State Law Examination
  1995-12-28

Other Names

• Lou Marciano
• Luciano Marciano