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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-19 |
| WA | RA | APPROVED | 2023-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Sammamish | WA | 03/2012 | 11/2016 |
| Unemployed | Sammamish | WA | 11/2016 | 02/2017 |
| Ameriprise Financial Services, Inc. | Tacoma | WA | 02/2017 | 10/2020 |
| Columbia Bank | Tacoma | WA | 09/2020 | 03/2023 |
| Cetera Investment Services Llc | St Cloud | MN | 10/2020 | 10/2023 |
| Cetera Investment Advisers Llc | Tacoma | WA | 10/2020 | 10/2023 |
| Columbia Bank | Bellevue | WA | 03/2023 | Present |
| Raymond James Financial Services, Inc. | Bellevue | WA | 10/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Bellevue | WA | 10/2023 | Present |
| New York Life Investment Management Llc | Mammamish | WA | 03/2012 | 11/2016 |
| Nylife Distributors Llc | Sammamish | WA | 03/2012 | 11/2016 |
(1) Name of Business: Columbia Bank Address: 95 102nd Ave NE, Bellevue, WA, 98004-5622, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/15/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor with Raymond JAmes via Columbia Wealth Advisors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-13 |
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