Tony Roberts

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-19
NY	RA	APPROVED	2021-05-11

TX RA
APPROVED_RES

Since 2022-01-19
NY RA
APPROVED

Since 2021-05-11

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Huntington, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Roslyn	NY	12/2010	03/2017
Mml Investors Services, Llc	East Hills	NY	03/2017	Present
Massmutual Life Insurance Co	East Hills	NY	07/2016	Present

12/2010 → 03/2017

Metlife Securities Inc

Roslyn, NY
03/2017 → Present

Mml Investors Services, Llc

East Hills, NY
07/2016 → Present

Massmutual Life Insurance Co

East Hills, NY

Other Businesses

(1)Name: Eleven11 Wealth Management LLC, Inv Rel: Y Addr: @ residential address on file, Nature:Shell LLC, Position: President, Start: 3/10/2022, No Hr/Mo: 0 No Hr/Mo Dur Trading:0, Duties: none. (2) Name: Tony Roberts Inv Rel: Y Add: 2200 Northern Blvd, Suite 200, East Hills NY 11548 Nature: Outside Insurance Sales Position: Agent Start Date: 01/25/2024 No Hrs/Mo: 20 No/Hrs Mo dur trading: 15 Describe Duties: Life(term/universal/whole), Disability, Equity fixed life, Long-term care, Fixed annuities and Health.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-01-26

S63 Uniform Securities Agent State Law Examination

1996-01-26

View on SEC IAPD