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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-03 |
Branch Locations
One Orange Way B1S, Windsor, CT 06095 • United States
Clifton Park, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Healthcare Community Securities Corp | Rensselaer | NY | 09/2014 | 06/2020 |
| Manning & Napier Investor Services, Inc. | Fairport | NY | 11/2020 | 09/2022 |
| M0Mentive Performance Materials | Waterford | NY | 07/2020 | 09/2020 |
| Unemployed | Clifton Park | NY | 09/2022 | 04/2023 |
| Voya Financial Advisors | Clifton Park | NY | 04/2023 | Present |
| Empire State Wealth Management | Saratoga Springs | NY | 04/2023 | Present |
Carol and Ed Frail Irrevocable Trust; No; 66 Warren Street Saratoga Springs, NY 12866; Trustee; Jan 2016; 0 hrs/mo; 0 hrs/mo; Parents' Medicaid Trust; Act as Trustee, facilitate the sale of parents' home EMPIRE STATE WEALTH MANAGEMENT POSITION: Investment Adviser Representative NATURE: Greg is the owner of the DBA and I participate in sales and marketing initiatives. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/03/2023 ADDRESS: 40 Newton Avenue, Saratoga Springs NY 12866, United States DESCRIPTION: I am a registered investment adviser I provide advice and counsel to clients and prospects. FIXED INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: fixed insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/07/2025 ADDRESS: 3 Donswood Ct, Clifton Park NY 12065, United States DESCRIPTION: sales and service of fixed insurance
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-12-18 |
| S65 | Uniform Investment Adviser Law Examination | 1996-09-07 |
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