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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-03
  • NY RA
    APPROVED
    Since 2023-04-03

Branch Locations

One Orange Way B1S, Windsor, CT 06095 • United States

Clifton Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Healthcare Community Securities Corp Rensselaer NY 09/2014 06/2020
Manning & Napier Investor Services, Inc. Fairport NY 11/2020 09/2022
M0Mentive Performance Materials Waterford NY 07/2020 09/2020
Unemployed Clifton Park NY 09/2022 04/2023
Voya Financial Advisors Clifton Park NY 04/2023 Present
Empire State Wealth Management Saratoga Springs NY 04/2023 Present
  • 09/2014 → 06/2020
    Rensselaer, NY
  • 11/2020 → 09/2022
    Manning & Napier Investor Services, Inc.
    Fairport, NY
  • 07/2020 → 09/2020
    M0Mentive Performance Materials
    Waterford, NY
  • 09/2022 → 04/2023
    Unemployed
    Clifton Park, NY
  • 04/2023 → Present
    Voya Financial Advisors
    Clifton Park, NY
  • 04/2023 → Present
    Empire State Wealth Management
    Saratoga Springs, NY
Previous Registrations
Other Businesses

Carol and Ed Frail Irrevocable Trust; No; 66 Warren Street Saratoga Springs, NY 12866; Trustee; Jan 2016; 0 hrs/mo; 0 hrs/mo; Parents' Medicaid Trust; Act as Trustee, facilitate the sale of parents' home EMPIRE STATE WEALTH MANAGEMENT POSITION: Investment Adviser Representative NATURE: Greg is the owner of the DBA and I participate in sales and marketing initiatives. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/03/2023 ADDRESS: 40 Newton Avenue, Saratoga Springs NY 12866, United States DESCRIPTION: I am a registered investment adviser I provide advice and counsel to clients and prospects. FIXED INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: fixed insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/07/2025 ADDRESS: 3 Donswood Ct, Clifton Park NY 12065, United States DESCRIPTION: sales and service of fixed insurance

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-12-18
S65 Uniform Investment Adviser Law Examination 1996-09-07
  • S63 Uniform Securities Agent State Law Examination
    2014-12-18
  • S65 Uniform Investment Adviser Law Examination
    1996-09-07
Other Names
  • Deborah Frail
  • Deborah A Frail
  • Deborah A Frail

View on SEC IAPD

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