Michael Gothers

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2022-12-05

CT RA
APPROVED

Since 2022-12-05

Branch Locations

East Granby, CT • United States

100 Northfield Drive Suite 200, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	East Granby	CT	12/2015	05/2017
New York Life Insurance Co.	Windsor	CT	05/2017	Present
Nylife Securities Llc	Windsor	CT	05/2017	Present
Eagle Strategies Llc	Windsor	CT	12/2022	Present

12/2015 → 05/2017

Unemployed

East Granby, CT
05/2017 → Present

New York Life Insurance Co.

Windsor, CT
05/2017 → Present

Nylife Securities Llc

Windsor, CT
12/2022 → Present

Eagle Strategies Llc

Windsor, CT

Other Businesses

[Gothers Landscaping LLC; My 16 yr old son's landscaping business will be registered with the State of CT as an LLC 49 Country Club Ln, East Granby, CT 06026; Start Date 09/2017; Role/Title: Owner; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 360 Bloomfield Ave, Windsor, CT 06095; Start Date 09/2020; Role/Title: Insurance Broker; Investment Related; 20 hours per month; 20 hours per month during securities trading hours]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-02
S63	Uniform Securities Agent State Law Examination	2004-12-07

S66 Uniform Combined State Law Examination

2022-12-02
S63 Uniform Securities Agent State Law Examination

2004-12-07

Other Names

Michael John Gothers

View on SEC IAPD