Timothy Podell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-05

CA RA
APPROVED

Since 2025-06-05

Branch Locations

Port Hueneme, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Wedbush Securities Inc.	San Diego	CA	05/2007	06/2019
Western International Securities, Inc.	Pasadena	CA	06/2019	Present
Lpl Financial Llc	Port Hueneme	CA	06/2025	Present

05/2007 → 06/2019

Wedbush Securities Inc.

San Diego, CA
06/2019 → Present

Western International Securities, Inc.

Pasadena, CA
06/2025 → Present

Lpl Financial Llc

Port Hueneme, CA

Previous Registrations

2019-06-20 → 2025-06-05

Western International Securities, Inc.

Pasadena, CA

Pasadena, CA

Port Hueneme, CA
2008-03-10 → 2019-06-13

Wedbush Securities Inc.

Mission Hills, CA

San Diego, CA

Malibu, CA

Malibu, CA
1997-07-08 → 2007-05-08

A. G. Edwards & Sons, Inc.

Santa Barbara, CA

Santa Barbara, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-03-22

S63 Uniform Securities Agent State Law Examination

1996-03-22

View on SEC IAPD