Brian Patrick Ratcliff

Current Employers

Employment History

• 11/1991 → Present
  Ratcliff Financial Services (Self-Employ
  Richardson, TX
• 09/2014 → 06/2021
  Voya Financial Advisors
  Plano, TX
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-03-11 → 2021-06-09
  Voya Financial Advisors, Inc.
  Plano, TX
  Richardson, TX
  Plano, TX
  Garland, TX
  Norman, OK
  Danville, CA

Other Businesses

NAME OF ENTITY: Independent Insurance Agent; Yes; 5109 CREEKSIDE CT; PLANO; TX; 75094; Fixed Insurance Sales; Independent Insurance Agent; 6/1/2007; 16; 16; Sales of Fixed Insurance Products|NAME OF ENTITY:HEIGHTS BAPTIST CHURCH; No; 201 W. RENNER RD; RICHARDSON; TX; 75080; NON-PROFIT ORGANIZATION; VICE CHAIR/ CHAIR OF DEACONS; 10/1/2016; 10; 0; RUN MEETINGS,ORGANIZE DEACON STUDY AND ASSIST WHERE NEEDED|NAME OF ENTITY:Sucessor Trustee to Shannon & Jane Vale Estate; No; 2929 CENTRAL EXPRESSWAY SUITE 235; RICHARDSON; TX; 75080; Family; Sucessor Trustee; 5/14/2012; 0; 0; to act as suscussor trustee on family related trust account.|NAME OF ENTITY:HPH; No; 121 & 107 security court; Wylie; TX; 75098; REAL ESTATE owned to rent. location to buy and sell classic cars. operate car dealer. car museum.; OWNER; 5/25/2015; 20; 0; ACQUIRE CLASSIC CARS|NAME OF ENTITY:The Heights Baptist Church; No; 201 W RENNER RD; RICHARDSON; TX; 75080; church; finance committee-Board Member; 10/1/2012; 2; 0; Board Member - approve distribution of fund to various ministries. No authority over checkbook, no signing priviledges on accts.|NAME OF ENTITY:Ratcliff Enterprises Ltd; Yes; 5109 CREEKSIDE CT; PARKER; TX; 95094; Holding Company; General Partner; 6/9/2014; 5; 0; Invests and maintains personal assets.|NAME OF ENTITY:Heights Car Show; No; 201 WEST RENNER RD; RICHARDSON; TX; 75080; Charity car show; organizer; 4/1/2010; 8; 8; Contact car club members to participate in car show to raise can goods for Gods Food Pantry.|NAME OF ENTITY:Ratcliff Financial Services, Inc.; No; 5109 CREEKSIDE CT; PLANO; TX; 75094; FINANCIAL SERVICES/DBA; Owner; 10/13/2004; 160; 160; SALE & SERVICES OF FIXED INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.S-Corp for tax purposes.|NAME OF ENTITY:Heights Church Widows Ministry; No; 201 W. RENNER ROAD; RICHARDSON; TX; 75080; NPO-Religious; Co-Director; 1/1/2006; 4; 4; Set up lunchoens, facilitate house repairs, answer financial questions|NAME OF ENTITY:Sigma Phi Epsilon Board of governors; No; 5109 Creekside Court; Parker; TX; 75094; FRATERNITY ORGANIZATION; Board member; 1/1/2019; 0; 0; No duties. No meetings.|NAME OF ENTITY:Park Place; No; 5109 Creekside Court; Parker; TX; 75094; Car Show; Show director; 3/1/2019; 2; 0; Car recruitment, car selection, car judging|

Exams

• S66 Uniform Combined State Law Examination
  2000-06-07
• S63 Uniform Securities Agent State Law Examination
  1996-01-16