Michael John Gavett

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 09/2019
  Fiduciary Financial Services Of The Southwest, Inc.
  Dallas, TX
• 09/2019 → 04/2022
  B.RIley Wealth Management, Inc.
  Memphis, TN
• 04/2022 → Present
  Lpl Financial Llc
  Dallas, TX

Previous Registrations

• 2019-09-09 → 2022-04-26
  B. Riley Wealth Management
  Dallas, TX
• 2014-02-11 → 2020-11-18
  Fiduciary Financial Services Wealth Management
  Dallas, TX
• 2006-01-26 → 2014-02-10
  View Capital Ria, Lp
  Dallas, TX
• 2004-11-10 → 2005-12-31
  View Capital Ria, Lp
  Dallas, TX

Other Businesses

1. 2/27/2023 - La Buena Vida Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Financial Advisor - Start Date - 01/02/2023 - 1 Hours Per Month/1 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-08-21
• S65 Uniform Investment Adviser Law Examination
  2005-03-01