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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2006-05-17 |
| IL | RA | APPROVED | 2005-10-05 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Carlinville | IL | 10/2004 | Present |
1. 10/01/2004 - DBA ONLY - ALEPRA INVESTMENT GROUP - LITCHFIELD, IL. 2. 10/22/2004 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - ALEPRA INVESTMENT CORPORATION - FOR ACCOUNTING PURPOSES ONLY - LITCHFIELD, IL 3. 08/06/2021 - Lithia Resort/Wolf Creek - Investment Related - Shelbyville, IL 62565 - Real Estate Rental - Vice President - Start Date: 06/24/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Short term rental. Wife runs Lithia Resort on Lake Shelbyville, IL. The properties in aggregate consist of (39 units/rent) Lithia Resort (6 units) Wolf Creek. 4. 05/25/2023 - Shelby County State Bank Investment Center - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/17/2023 - 160 Hours Per Month/ 6 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-11 |
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