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3540 Toringdon Way Suite 200, #235, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-21 |
Branch Locations
3540 Toringdon Way Suite 200, #235, Charlotte, NC 28277 • United States
15720 Brixham Hill Avenue Suite 300, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-04 |
| NC | RA | APPROVED | 2019-09-04 |
Branch Locations
15720 Brixham Hill Avenue Suite 300, Charlotte, NC 28277 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Charlotte | NC | 07/2011 | 02/2019 |
| Holland Capital Management, Llc | Waxhaw | NC | 07/2019 | Present |
| Active Concepts, Llc | Lincolnton | NC | 02/2019 | 01/2020 |
| Holland Capital Group, Inc. | Waxhaw | NC | 04/2025 | Present |
Mr. Holland is licensed with the state of North Carolina to sell fixed insurance products, not insurance related, Waxhaw, North Carolina, less than 10 hours per month. Mr. Holland also owns rental real estate, he spends less that 5 hours per month on this activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-04 |
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