Elizabeth Erwin Cummins

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-02-21

TX RA
APPROVED

Since 2012-02-21

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

8701 Bee Caves Road Suite 300, Austin, TX 78746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Austin	TX	12/2011	Present

12/2011 → Present

Morgan Stanley Smith Barney

Austin, TX

Previous Registrations

2011-08-30 → 2011-12-12

Sanders Morris Llc

Houston, TX

Houston, TX

Other Businesses

*629085 - J Hilburn; Investment related: No; Lewisville, Texas;Retail/Online Stores; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 03/2025; During business hours: 0; After business hours: 2; Sales/Marketing

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-26
S63	Uniform Securities Agent State Law Examination	1996-02-22

S66 Uniform Combined State Law Examination

2011-08-26
S63 Uniform Securities Agent State Law Examination

1996-02-22

Other Names

Elizabeth Helen Erwin
Elizabeth Helen Erwin

View on SEC IAPD