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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
OR RA APPROVED 2006-02-06
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • OR RA
    APPROVED
    Since 2006-02-06

Branch Locations

4949 Sw Meadows Road Suite 250, Lake Oswego, OR 97035 • United States

West Linn, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Portland OR 03/2008 Present
City National Bank Portland OR 11/2017 Present
Other Businesses

(1) Name of Entity - Multifamily residential investment (2 units) Address - 340 NW 12th Street, Gresham, Or 97030 Business Description - Small residential rental property Projected Start Date: 07/01/2019 Capacity: Owner- Passive Duties Performed: Investment in down payments on future purchases Hours Devoted to this OBA per Month: Less than 1 Hours Devoted to this OBA during business hours: 0 (2) NAME OF ENTITY: Individual Proprietors ADDRESS: 32500 Brooks Road SE, Boring, Oregon 97009 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: rental property 2045 SE 145th Street, Portland Or CAPACITY: Owner - Passive START DATE: 3/29/21 DUTIES: provider of capital HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Individual Proprietors ADDRESS: 32500 Brooks Road SE, Boring, Oregon 97009 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: rental condo 200 SW Florence Ave, Unit E-10 Gresham, OR CAPACITY: Owner - Passive START DATE: 12/08/20 DUTIES: capital for improvements or maintenance on property HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: Individual Proprietors ADDRESS: 32500 Brooks Road SE, Boring, Oregon 97009 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: rental property 10201 SE Holgate Road, Portland, OR CAPACITY: Owner - Passive START DATE: 03/10/20 DUTIES: capital investment for improvements HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (5) NAME OF ENTITY: Individual Proprietors ADDRESS: 32500 Brooks Road SE, Boring, Oregon 97009 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: rental property 1180 Oxford Street SE, Salem Oregon CAPACITY: Owner - Passive START DATE: 05/19/21 DUTIES: financial HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (6) NAME OF ENTITY: Individual Proprietors ADDRESS: 32500 Brooks Road SE, Boring, Oregon 97009 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: rental property 1651 NE 156th Avenue, Portland, Or 97203 CAPACITY: Owner - Passive START DATE: 04/16/22 DUTIES: provider of credit HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-04
  • S66 Uniform Combined State Law Examination
    2006-02-04

View on SEC IAPD

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