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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-06-29 |
| PA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
54 E Oakland Ave, Doylestown, PA 18901 • United States
2201 San Pedro Dr Ne Bldg 25, Albuquerque, NM 87110 • United States
7770 Jefferson St Ne Suite 405, Albuquerque, NM 87109 • United States
Doylestown, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2022 APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: ALTUS WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: COLUMBIA, SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES & FINANCIAL COACHING FOR WIDOWS & DIVORCEES START DATE: 3/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR & COUNSELOR BRIEF DESCRIPTION OF DUTIES: DBA FOR ADVISING & COUNSELING 3) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: 419 12TH ST NW, ALBUQUERQUE NM 87102 ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 01/2011 ; POSITION/TITLE/RELATIONSHIP: OWNER / LANDLORD ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: OWNER OF RENTAL HOME ; 4) NAME OF OTHER BUSINESS: 920 LOMAS NW LLC; INVESTMENT RELATED: NO; ADDRESS: 920 LOMAS BLVD NW ALBUQUERQUE, MN 87102; NATURE OF BUSINESS: REAL ESTATE; START DATE: 03/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK:5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: OFFICE BUILDING TO HOURSE FUTURE OFFICE SPACE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-20 |
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