Koorosh Zartoshty

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1990 → Present
  Self Employed
  Hollywood, CA
• 03/2011 → 09/2019
  Summit Brokerage Service
  Los Angeles, CA
• 03/2011 → 01/2020
  Summit Financial Group
  Los Angeles, CA
• 09/2019 → 01/2020
  Cetera Advisor Networks Llc
  Woodland Hills, CA
• 01/2020 → 04/2025
  Centaurus Financial Inc.
  Anaheim, CA
• 04/2025 → Present
  Lpl Financial
  Woodland Hills, CA

Previous Registrations

• 2020-01-17 → 2025-05-07
  Centaurus Financial, Inc.
  Anaheim, CA
  Woodland Hills, CA
  West Palm Beach, FL
• 2011-03-17 → 2020-01-17
  Summit Financial Group Inc
  Woodland Hills, CA
  Woodland Hills, CA
• 2007-01-24 → 2011-03-22
  Voya Financial Advisors, Inc.
  Los Angeles, CA
  Houston, TX
  Los Angeles, CA
• 1997-12-15 → 2002-11-21
  Ameriprise Financial Services, Llc
  La, CA

Other Businesses

1- 04/28/2025 - PREMFIN INC.- Business Entity For Tax/Investment Purposes Only - Not Inv Related - At Reported Business Location(s) - Start Date:01/01/2013 - 1 Hrs/Mth - 0 Hrs During Trading. 2-04/28/2025 - Real Estate Rental - Inv Related - , Agoura Hills, CA - Start Date: 04/01/1994 -0 Hrs/Mth - 0 Hrs During Trading. 3) 07/25/2025 - Pacific Wealth Management Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/14/2025 - 100 Hrs/Mth - 6 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-08-11
• S63 Uniform Securities Agent State Law Examination
  1996-12-27