Karen Ann Walsh

Current Employers

Employment History

• 11/2014 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 11/2014 → 02/2025
  Triad Hybrid Solutions, Llc
  Norcross, GA
• 08/2024 → 02/2025
  Osaic Wealth, Inc.
  Wilmington, NC
• 02/2025 → Present
  The Strategic Financial Alliance, Inc.
  Atlanta, GA
• 02/2025 → Present
  Strategic Blueprint, Llc
  Atlanta, GA
• 07/2007 → Present
  Haines Financial
  Wilmington, NC

Previous Registrations

• 2014-11-17 → 2025-02-12
  Osaic Advisory Services, Llc
  Wilmington, NC
  Wilmington, NC
  Atlanta, GA
• 2009-08-03 → 2014-11-17
  Lpl Financial Llc
  Greenville, NC
  Wilmington, NC
• 2007-07-31 → 2008-05-07
  Stifel, Nicolaus & Company, Incorporated
  Hackensack, NJ
• 2004-05-21 → 2007-07-31
  Ryan Beck & Co.
  Fort Lee, NJ
  Fort Lee, NJ

Other Businesses

1) Haines Financial, LLC DBA The Wealth Plan Company INVESTMENT RELATED: Yes NATURE: DBA for financial services offered through SFA and Strategic Blueprint Start Date: 07/01/2007 398 Carl Street, Unit 101 Wilmington, NC 28403 Number of Hours: 180, 180 during securities Hours Duties: Client Service, Administrative 2) 398 CARL, LLC 08/01/2015 POSITION: Member NATURE: Real Estate Owner; Member of LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2015 ADDRESS: 398 Carl St, Unit 101, Wilmington NC 28403, United States DESCRIPTION: Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-17
• S63 Uniform Securities Agent State Law Examination
  1998-09-18

Other Names

• Karen Ann Miller
• Karen Ann Miller