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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-01-26 |
| NH | RA | APPROVED | 2022-01-03 |
Branch Locations
1743 Sidewinder Drive 1St Floor, Park City, UT 84060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Granite Investment Advisors, Inc. | Concord | NH | 04/2009 | 12/2021 |
| Mariner Wealth Advisors | Concord | NH | 12/2021 | Present |
1) PARTNER OF ALLEGRO MANAGEMENT LLC WHICH IS NOT INVESTMENT RELATED. THE ADDRESS IS 864 APPACHE RD, FRANKLIN LAKES, NJ 07417. THE NATURE OF THE BUSINESS IS A FAMILY PARTNERSHIP WHICH OWNS RENTAL PROPERTIES. START DATE 12/31/12 NO HOURS DURING THE TRADING DAY ARE SPENT ON THE BUSINESS. TIM IS A MANAGING PARTNER WHO COLLECTS RENTS AND PAYS BILLS FOR THE COMPANY. 2) Education for All Chidren 501c3; not investment-related; Portsmouth, NH; Board Chair; start date: 07/2023; 1 hr/month; 0 hrs during securities trading hours; assist with organization oversight and governance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-22 |
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