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Sandra Ovens Berglund

Morgan Stanley

Park City, UT

Greenwood Village, CO

CRD 3037275

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-01-27
TX RA APPROVED_RES 2020-03-03
UT RA APPROVED 2010-09-20
  • CO RA
    APPROVED
    Since 2022-01-27
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • UT RA
    APPROVED
    Since 2010-09-20

Branch Locations

1441 West Ute Boulevard Suite 180, Park City, UT 84098 • United States

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Park City UT 09/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/2010 → Present
    Morgan Stanley Smith Barney
    Park City, UT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-13
  • S66 Uniform Combined State Law Examination
    1998-05-13
Other Names
  • Sandra Mae Ovens

View on SEC IAPD

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DECATHLON CAPITAL MANAGEMENT II, LLC · PARK CITY, UT
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